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Compliance Officer (merchant banking/ SEBI/Capital market regulation)
Careerbloc · Mumbai, Maharashtra, India
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About the Opportunity A dynamic player in the Indian merchant banking and financial services sector, we specialize in facilitating capital raising, M&A advisory, and regulatory compliance for high-growth enterprises and institutional clients. Our Compliance Officer plays a pivotal role in safeguarding the firm’s reputation, ensuring adherence to financial regulations, and enabling seamless transaction execution under SEBI, RBI, and FEMA frameworks. Role & Responsibilities Monitor and ensure com…