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Sr Compliance Officer (Merchant Banking-Qualified CS)
Globelance · Mumbai, Maharashtra, India
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Senior Compliance Officer
- merchant banking Location: Mumbai, India Budget: Up to ₹15 LPA Experience Level: Senior Level Key Responsibilities:
- Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
- Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
- Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
- Develop and implement compliance programs and training for staff to promote a culture of compliance.
- Liaise with regulatory authorities and ensure timely submission of necessary documentation.
- Monitor changes in regulations and assess their impact on the company’s operations.
- Prepare compliance reports for senior management and the board of directors. Qualifications:
- Mandatory: Qualified Company Secretary (CS).
- Minimum of 3 years of experience in a listed merchant banking company.
- Proven experience in managing IPO mandates from inception to completion.
- Strong understanding of compliance regulations in the financial sector.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills. Why Join Us:
- Opportunity to work in a dynamic environment with a leading merchant banking firm.
- Competitive salary and benefits package.
- Professional growth and development opportunities.